Our securities litigation team has extensive experience representing clients in enforcement actions, formal investigations, and informal inquiries by the Securities and Exchange Commission, the Department of Justice, the Financial Industry Regulatory Authority, the New York Stock Exchange, state securities boards and attorneys general, and other regulatory bodies. 

Our securities litigators have represented companies and individuals in enforcement proceedings relating to a wide variety of issues, including financial restatements, alleged accounting regularities and inaccurate disclosures, insider trading, market manipulation, misappropriation of assets, alleged violations of the Foreign Corrupt Practices Act and trade sanctions laws, improper broker conduct, adequacy of internal monitoring and controls, and numerous other matters.